Mok, Lydia Ka Yee 莫嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | Rep | Dealing in securities | 2014-04-30 | 2014-06-20 | Rep | Dealing in securities | 2015-03-12 | 2016-01-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2008-12-10 | 2013-10-28 | Rep | Dealing in securities | 2008-12-10 | 2013-10-28 | Rep | Dealing in futures contracts | 2013-06-21 | 2013-10-28 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-10-04 | 2013-10-28 | Rep | Dealing in securities | 2011-10-04 | 2013-10-28 |
| 4 | VISION FINANCE (SECURITIES) LIMITED | Rep | Dealing in securities | 2016-03-14 | 2020-10-11 |
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