Schoenhuber, Philipp
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-06-21 | 2013-05-09 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-06-21 | 2013-05-09 | Rep | Dealing in securities | 2011-06-21 | 2013-05-09 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-09-29 | 2023-01-12 | Rep | Advising on securities | 2022-06-21 | 2023-01-12 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-09-29 | 2023-01-12 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-08-12 | 2017-06-12 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-08-12 | 2017-06-12 | Rep | Dealing in securities | 2013-08-12 | 2017-06-12 |
7 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-07-10 | 2009-03-05 | Rep | Advising on futures contracts | 2006-07-10 | 2011-04-26 | Rep | Advising on securities | 2006-07-10 | 2011-04-26 | Rep | Dealing in securities | 2006-07-10 | 2011-04-26 |
8 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-07-10 | 2009-03-05 | Rep | Dealing in futures contracts | 2006-07-10 | 2010-12-06 |
9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-04-26 |
10 | Segantii Capital Management Limited | Rep | Asset management | 2023-04-26 |
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