Wong, Kam Ming (SFC:AFP503) 王錦明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2006-04-18 | 2009-07-01 | Rep | Dealing in securities | 2009-07-02 | 2022-07-29 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-02 | 2013-08-31 |
| 3 | SBI China Capital Securities Limited | Rep | Asset management | 2003-07-30 | Rep | Dealing in securities | 2003-07-30 | Rep | Advising on corporate finance | 2005-02-23 | Rep | Advising on securities | 2006-04-09 |
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