Kot, Richard 葛意達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-11-05 | 2010-05-17 | Rep | Dealing in futures contracts | 2009-11-05 | 2010-05-17 | Rep | Dealing in securities | 2009-11-05 | 2010-05-17 | Rep | Advising on corporate finance | 2011-08-30 | 2021-09-13 | Rep | Advising on securities | 2011-08-30 | 2021-09-13 | Rep | Dealing in securities | 2011-08-30 | 2021-09-13 | Rep | Automated trading services | 2011-11-24 | 2013-11-01 |
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