To, Raymond Wing Fai 杜永暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-03-08 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-22 | 2012-10-30 | Rep | Automated trading services | 2010-09-01 | 2012-10-30 | Rep | Dealing in futures contracts | 2010-10-21 | 2012-10-30 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-02 | 2018-06-19 |
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