Shah, Kiran Dhirajlal
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-09-29 | 2016-01-29 | Rep | Dealing in securities | 2015-09-29 | 2016-01-29 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-10-22 | 2011-11-10 | Rep | Advising on securities | 2010-10-22 | 2011-11-10 | Rep | Dealing in futures contracts | 2010-10-22 | 2011-11-10 | Rep | Dealing in securities | 2010-10-22 | 2011-11-10 | RO | Advising on futures contracts | 2011-11-10 | 2012-05-08 | RO | Dealing in futures contracts | 2011-11-10 | 2012-05-08 | RO | Advising on securities | 2011-11-10 | 2015-06-29 | RO | Dealing in securities | 2011-11-10 | 2015-06-29 | Rep | Advising on futures contracts | 2012-05-08 | 2014-09-25 | Rep | Dealing in futures contracts | 2012-05-08 | 2014-09-25 | RO | Automated trading services | 2012-08-07 | 2015-06-29 | RO | Advising on futures contracts | 2014-09-25 | 2015-06-29 | RO | Dealing in futures contracts | 2014-09-25 | 2015-06-29 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2013-02-18 | 2015-06-29 | RO | Dealing in securities | 2013-02-18 | 2015-06-29 |
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