Xu, Xu (SFC:AOF929) 許詡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-05-17 | 2008-12-03 | Rep | Dealing in securities | 2007-05-17 | 2008-12-03 | Rep | Advising on securities | 2007-06-12 | 2008-12-03 | Rep | Advising on corporate finance | 2009-08-17 | 2012-03-12 | Rep | Advising on securities | 2009-08-17 | 2012-03-12 | Rep | Dealing in securities | 2009-08-17 | 2012-03-12 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-05-17 | 2008-12-03 | Rep | Dealing in securities | 2007-05-17 | 2008-12-03 | Rep | Advising on securities | 2007-06-12 | 2008-12-03 | Rep | Advising on corporate finance | 2009-08-17 | 2012-03-12 | Rep | Advising on securities | 2009-08-17 | 2012-03-12 | Rep | Dealing in securities | 2009-08-17 | 2012-03-12 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2006-12-05 | 2007-04-16 | Rep | Dealing in securities | 2006-12-05 | 2007-04-16 |
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