Gui, Hua 桂華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-09-02 | 2017-03-10 | Rep | Dealing in securities | 2016-09-02 | 2017-03-10 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-11-02 | 2007-07-13 |
| 3 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2017-05-08 | 2020-01-29 | Rep | Asset management | 2017-05-08 | 2020-01-29 | Rep | Dealing in securities | 2017-05-08 | 2020-01-29 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-04 | 2014-03-13 | Rep | Automated trading services | 2010-03-10 | 2013-09-05 | Rep | Advising on corporate finance | 2012-06-25 | 2014-03-13 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-09-04 | 2010-12-06 | Rep | Automated trading services | 2010-03-10 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-06-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy