Walton, Matthew (SFC:AXL711)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2021-10-28 | 2022-09-01 | Rep | Advising on securities | 2021-11-08 | 2022-09-01 | Rep | Asset management | 2021-11-08 | 2022-09-01 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Dealing in futures contracts | 2013-09-09 | 2016-02-19 | Rep | Dealing in securities | 2013-09-09 | 2016-02-19 | RO | Dealing in futures contracts | 2016-02-19 | 2021-08-20 | RO | Dealing in securities | 2016-02-19 | 2021-08-20 |
| 3 | PineBridge Investments Asia Limited | Rep | Dealing in securities | 2011-06-20 | 2012-11-12 | Rep | Asset management | 2011-09-21 | 2012-11-12 |
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