Yao, Michael Yuen Jen 姚允仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARX ADVISORS LIMITED | RO | Advising on corporate finance | 2003-12-04 | 2005-09-01 |
| 2 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2005-09-27 | 2006-07-08 | RO | Advising on securities | 2005-09-27 | 2006-07-08 | RO | Dealing in securities | 2005-09-27 | 2006-07-08 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2006-09-01 | 2006-12-05 | Rep | Advising on securities | 2006-09-01 | 2006-12-05 | Rep | Dealing in securities | 2006-09-01 | 2006-12-05 | RO | Advising on corporate finance | 2006-12-05 | 2012-12-01 | RO | Advising on securities | 2006-12-05 | 2012-12-01 | RO | Dealing in securities | 2006-12-05 | 2012-12-01 |
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