Vachhani, Koustubh Vijay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2013-08-27 | 2014-01-31 | Rep | Dealing in securities | 2013-08-27 | 2014-01-31 |
| 2 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-11-02 | 2019-11-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-07-13 | 2017-07-26 | Rep | Dealing in securities | 2020-03-03 | 2023-10-30 | Rep | Dealing in securities | 2023-12-11 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-07-13 | 2017-07-26 | Rep | Dealing in futures contracts | 2015-07-13 | 2017-07-26 | Rep | Dealing in securities | 2015-07-13 | 2017-07-26 | Rep | Automated trading services | 2020-03-03 | 2023-10-30 | Rep | Dealing in futures contracts | 2020-03-03 | 2023-10-30 | Rep | Dealing in securities | 2020-03-03 | 2023-10-30 | Rep | Automated trading services | 2023-12-11 | Rep | Dealing in futures contracts | 2023-12-11 | Rep | Dealing in securities | 2023-12-11 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2005-09-08 | 2006-06-24 | Rep | Dealing in securities | 2005-09-08 | 2006-06-24 | Rep | Dealing in futures contracts | 2005-10-31 | 2006-06-24 | Rep | Automated trading services | 2006-09-22 | 2012-12-15 | Rep | Dealing in futures contracts | 2006-09-22 | 2012-12-15 | Rep | Dealing in securities | 2006-09-22 | 2012-12-15 |
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