Hu, Shuxin 胡愫心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2013-10-21 | 2014-01-21 | Rep | Dealing in securities | 2013-10-21 | 2014-01-21 | RO | Advising on securities | 2014-01-21 | 2015-11-02 | RO | Dealing in securities | 2014-01-21 | 2015-11-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2005-10-07 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-10-07 |
| 4 | Modus Asset Management Limited | Rep | Asset management | 2016-05-09 | 2021-08-31 |
| 5 | SAIL ADVISORS LIMITED | Rep | Advising on securities | 2005-11-01 | 2007-05-16 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-06-27 | 2012-08-22 | Rep | Dealing in securities | 2011-06-27 | 2012-08-22 |
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