Li, Zemin (SFC:ACN988) 李則旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Automated trading services | 2003-10-13 | Rep | Dealing in securities | 2005-04-07 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-04-07 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-05-24 | 2012-06-02 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-09-12 | 2009-01-09 | Rep | Advising on securities | 2008-09-12 | 2009-01-09 | Rep | Dealing in securities | 2008-09-12 | 2009-01-09 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-09-12 | 2009-01-09 | Rep | Advising on securities | 2008-09-12 | 2009-01-09 | Rep | Dealing in securities | 2008-09-12 | 2009-01-09 |
| 6 | Ocean Arete Limited | RO | Asset management | 2014-08-18 | |
| 7 | Ocean Capital Management Limited | RO | Asset management | 2009-03-26 | 2010-07-14 |
| 8 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2013-12-18 | 2014-08-18 |
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