Lum, Martin Lai Chun 林乃俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2003-12-10 | 2004-05-19 |
2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2003-08-14 | 2003-11-11 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-07 | 2005-05-10 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-07 | 2005-05-10 |
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