Zhou, Haote 周浩特
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-07-30 | 2020-10-16 | Rep | Advising on corporate finance | 2018-08-02 | 2020-10-16 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-07-30 | 2020-10-16 | Rep | Dealing in securities | 2018-08-02 | 2020-10-16 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-08-16 | 2018-07-14 | Rep | Advising on corporate finance | 2020-12-17 | 2023-10-02 | Rep | Advising on securities | 2020-12-17 | 2023-10-02 | Rep | Dealing in securities | 2020-12-17 | 2023-10-02 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2023-10-16 |
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