Cheung, How Leung 張效良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2019-12-23 | 2021-08-20 | Rep | Dealing in securities | 2019-12-23 | 2021-08-20 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2019-12-23 | 2021-08-20 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-05-03 | 2024-02-01 | RO | Advising on corporate finance | 2024-02-01 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-05-03 | 2024-02-01 | RO | Dealing in securities | 2024-02-01 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2018-05-08 | 2019-07-18 | Rep | Advising on securities | 2018-05-08 | 2019-07-18 | Rep | Dealing in securities | 2018-05-08 | 2019-07-18 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-10-26 | 2014-08-20 | Rep | Dealing in securities | 2011-10-26 | 2014-08-20 |
| 7 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-10-26 | 2014-08-20 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-09-22 | 2018-02-07 | Rep | Advising on securities | 2014-09-22 | 2018-02-07 | Rep | Dealing in securities | 2014-09-22 | 2018-02-07 | Rep | Advising on corporate finance | 2021-09-06 | 2023-01-09 | Rep | Advising on securities | 2021-09-06 | 2023-01-09 | Rep | Dealing in securities | 2021-09-06 | 2023-01-09 |
| 9 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-08-21 | 2006-11-09 |
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