Lin, Ning (SFC:ASF476) 林宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 9M Stone Capital Limited | RO | Asset management | 2016-09-05 | 2017-03-22 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-04-05 | 2017-07-19 | Rep | Asset management | 2017-04-05 | 2017-07-19 | RO | Advising on securities | 2017-07-19 | RO | Asset management | 2017-07-19 | RO | Dealing in securities | 2022-10-14 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-05 | 2017-07-19 | RO | Dealing in securities | 2017-07-19 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-01-13 | 2010-07-30 | Rep | Dealing in securities | 2009-01-13 | 2010-07-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy