Lee, Javan Chung Shing 李仲承
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | Rep | Asset management | 2014-04-17 | 2016-11-01 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2017-04-24 | 2018-09-17 | Rep | Dealing in futures contracts | 2017-04-24 | 2018-09-17 | Rep | Dealing in securities | 2017-04-24 | 2018-09-17 | Rep | Advising on securities | 2017-08-08 | 2018-09-17 |
3 | Motto Global Asset Management Limited | Rep | Asset management | 2019-03-18 | 2020-03-31 |
4 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-04-03 | 2014-04-04 |
5 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2012-04-03 | 2014-04-04 |
6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-10-06 | |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-06 | |
8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-04-17 | 2016-11-01 |
9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-17 | 2016-11-01 |
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