Williams, Simon Newton
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2013-03-27 | 2014-12-31 | Rep | Asset management | 2013-03-27 | 2014-12-31 | Rep | Dealing in securities | 2013-03-27 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Dealing in futures contracts | 2013-03-27 | 2015-03-06 | Rep | Dealing in securities | 2013-03-27 | 2015-03-06 | Rep | Advising on securities | 2013-03-27 | 2015-07-28 | Rep | Asset management | 2013-03-27 | 2015-07-28 | RO | Dealing in futures contracts | 2015-03-06 | 2024-05-22 | RO | Dealing in securities | 2015-03-06 | 2024-05-22 |
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