Leven, Hans Johan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-12-28 | 2010-10-15 | RO | Advising on corporate finance | 2010-10-15 | 2014-06-03 | Rep | Dealing in securities | 2014-03-12 | 2014-06-03 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on corporate finance | 2009-07-01 | |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on corporate finance | 2007-12-14 | 2009-07-01 |
4 | Quintus Partners Limited | RO | Advising on corporate finance | 2015-06-12 | 2020-02-07 | RO | Dealing in securities | 2015-06-12 | 2020-02-07 |
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