Liu, Sai Yat 廖世逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2010-03-01 | 2012-03-31 | Rep | Advising on securities | 2010-03-01 | 2014-01-08 |
| 2 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Asset management | 2004-07-22 | Rep | Dealing in securities | 2004-07-22 | Rep | Advising on securities | 2009-03-20 |
| 3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2023-08-22 |
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