Kwong, Wai Man 江惠民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-03-10 | 2015-04-29 | Rep | Dealing in securities | 2006-06-20 | 2015-04-29 | Rep | Dealing in futures contracts | 2013-06-03 | 2015-04-29 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-06-20 | 2013-08-31 | Rep | Dealing in securities | 2006-06-20 | 2013-08-31 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-20 | |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-05-28 | 2016-04-01 | Rep | Advising on securities | 2015-05-28 | 2016-04-01 | Rep | Dealing in futures contracts | 2015-05-28 | 2016-04-01 | Rep | Dealing in securities | 2015-05-28 | 2016-04-01 |
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