Shen, Xiaotong 沈晓通
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-02-26 | 2020-11-27 | Rep | Advising on securities | 2019-02-26 | 2020-11-27 | Rep | Dealing in securities | 2019-02-26 | 2020-11-27 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2020-12-14 | 2021-02-22 | Rep | Dealing in securities | 2020-12-14 | 2021-02-22 |
| 3 | COFCO Asset Management (International) Company Limited | Rep | Advising on securities | 2023-05-02 | 2023-05-29 | Rep | Dealing in securities | 2023-05-02 | 2023-05-29 | Rep | Asset management | 2023-05-23 | 2023-05-29 | RO | Advising on securities | 2023-05-29 | RO | Asset management | 2023-05-29 | RO | Dealing in securities | 2023-05-29 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-02-22 | 2011-12-31 | Rep | Advising on securities | 2011-02-22 | 2011-12-31 | Rep | Dealing in securities | 2011-02-22 | 2011-12-31 |
| 5 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-06-05 | 2014-10-17 | Rep | Advising on corporate finance | 2014-12-15 | 2018-07-19 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2012-06-05 | 2014-10-17 | Rep | Dealing in securities | 2014-12-15 | 2018-07-19 |
| 7 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-08-16 | 2023-03-06 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-08-16 | 2023-03-06 | Rep | Advising on securities | 2021-09-16 | 2023-03-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy