Lui, Josaphat Chi Chung 呂志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Integrity Construction & Development Securities Group Limited | RO | Advising on securities | 2017-03-22 | 2017-10-05 | RO | Dealing in securities | 2017-03-22 | 2017-10-05 |
| 2 | MOUETTE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2018-02-01 | 2023-05-04 | RO | Dealing in securities | 2018-02-01 | 2023-05-04 | Rep | Advising on securities | 2023-05-04 | Rep | Dealing in securities | 2023-05-04 |
| 3 | Nerico Brothers Limited (HK) | RO | Dealing in securities | 2007-04-26 | 2016-11-17 |
| 4 | PIPER JAFFRAY ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2004-02-13 | 2004-12-23 |
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | RO | Advising on corporate finance | 2004-02-13 | RO | Asset management | 2004-02-13 | RO | Advising on securities | 2004-12-23 | RO | Dealing in securities | 2004-12-23 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-11-03 | 2007-04-01 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-11-03 | 2007-04-01 |
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