Cai, Yingwei 蔡英煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-12-04 | 2020-08-19 | Rep | Advising on securities | 2017-12-04 | 2020-08-19 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2017-12-04 | 2020-08-19 | Rep | Dealing in securities | 2017-12-04 | 2020-08-19 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2020-11-12 | 2021-07-05 | Rep | Dealing in securities | 2020-11-12 | 2021-07-05 | RO | Advising on corporate finance | 2021-07-05 | RO | Dealing in securities | 2021-07-05 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-03-01 | 2013-09-25 | Rep | Advising on securities | 2010-03-01 | 2013-09-25 | Rep | Dealing in securities | 2010-03-01 | 2013-09-25 | RO | Advising on corporate finance | 2013-09-25 | 2017-08-04 | RO | Advising on securities | 2013-09-25 | 2017-08-04 | RO | Dealing in securities | 2013-09-25 | 2017-08-04 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-03-01 | 2013-09-25 | Rep | Advising on securities | 2010-03-01 | 2013-09-25 | Rep | Dealing in securities | 2010-03-01 | 2013-09-25 | RO | Advising on corporate finance | 2013-09-25 | 2017-08-04 | RO | Advising on securities | 2013-09-25 | 2017-08-04 | RO | Dealing in securities | 2013-09-25 | 2017-08-04 |
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