Wong, Sau Man (SFC:ALY638) 黃秀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-06-06 | 2006-05-18 | Rep | Advising on securities | 2008-03-25 | 2009-04-22 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-03-09 | 2016-06-30 | Rep | Advising on securities | 2015-05-19 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2019-07-18 | Rep | Dealing in securities | 2016-07-01 | 2019-07-18 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-03-09 | 2016-06-30 |
| 4 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-04 | 2013-08-05 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2013-08-14 | 2015-02-25 |
| 6 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-04-26 | Rep | Dealing in securities | 2023-04-26 |
| 7 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2019-09-12 | 2023-04-25 | Rep | Dealing in securities | 2019-09-12 | 2023-04-25 |
| 8 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-12 | 2011-09-26 | Rep | Dealing in securities | 2010-01-27 | 2011-09-26 |
| 9 | WM (HK) Limited | Rep | Advising on securities | 2006-06-28 | 2008-03-01 |
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