Li, Ho Kei 李浩基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aspex Management (HK) Limited | RO | Asset management | 2018-10-08 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-08-02 | 2011-02-03 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-11-06 | 2011-02-03 |
4 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2011-03-08 | 2016-03-18 | Rep | Dealing in securities | 2015-11-09 | 2017-01-17 | RO | Asset management | 2016-03-18 | 2018-04-13 | RO | Dealing in securities | 2017-01-17 | 2018-04-13 |
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