Kim, Hyung Eun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-07-27 | 2017-06-09 | Rep | Dealing in securities | 2015-07-27 | 2017-06-09 | Rep | Advising on futures contracts | 2015-09-17 | 2017-06-09 | Rep | Dealing in futures contracts | 2015-09-17 | 2017-06-09 |
| 2 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2010-03-16 | 2010-06-24 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2013-01-19 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-27 | 2013-01-19 | Rep | Dealing in securities | 2013-09-03 | 2015-06-04 |
| 5 | SJS Markets Limited | Rep | Dealing in securities | 2013-03-01 | 2013-07-19 |
| 6 | Superfund Financial (Hong Kong) Limited | RO | Advising on securities | 2019-12-11 | RO | Dealing in securities | 2019-12-11 |
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