Chu, Carolyn Hoi Che 朱凱之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2006-04-14 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-01 | 2010-09-01 | Rep | Advising on securities | 2010-04-08 | 2010-09-01 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2010-09-01 |
| 4 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2010-12-31 | 2023-09-27 | Rep | Asset management | 2010-12-31 | 2023-09-27 | RO | Advising on securities | 2023-09-27 | RO | Asset management | 2023-09-27 |
| 5 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Advising on securities | 2010-10-25 | 2010-12-31 | Rep | Asset management | 2010-10-25 | 2010-12-31 |
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