Chu, Carolyn Hoi Che 朱凱之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-13 | |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-04-14 | |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-01 | 2010-09-01 |
6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2010-09-01 |
7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-04-08 | 2010-09-01 |
8 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Advising on securities | 2010-10-25 | 2010-12-31 |
9 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Asset management | 2010-10-25 | 2010-12-31 |
10 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2010-12-31 | 2023-09-27 |
11 | T. Rowe Price Hong Kong Limited | Rep | Asset management | 2010-12-31 | 2023-09-27 |
12 | T. Rowe Price Hong Kong Limited | RO | Advising on securities | 2023-09-27 | |
13 | T. Rowe Price Hong Kong Limited | RO | Asset management | 2023-09-27 |
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