Yung, Lap Hang (SFC:AER415) 容立恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2015-09-16 | 2019-07-03 | Rep | Asset management | 2015-09-16 | 2019-07-03 | RO | Advising on securities | 2019-07-03 | 2020-11-13 | RO | Asset management | 2019-07-03 | 2020-11-13 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2019-09-30 | 2020-11-13 |
| 3 | Tokio Marine Investment Services, Limited | Rep | Advising on securities | 2007-04-24 | 2008-06-13 | Rep | Asset management | 2007-04-24 | 2008-06-13 | RO | Advising on securities | 2008-06-13 | 2013-12-01 | RO | Asset management | 2008-06-13 | 2013-12-01 |
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