Turtle, Simone
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-07 | 2009-04-01 | Rep | Automated trading services | 2008-11-11 | 2009-04-01 | Rep | Dealing in futures contracts | 2008-11-11 | 2009-04-01 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-09-01 | 2008-11-24 | Rep | Dealing in futures contracts | 2006-09-01 | 2008-11-24 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-01 | 2009-04-01 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2013-07-12 | 2014-02-21 | Rep | Dealing in securities | 2013-07-12 | 2014-02-21 |
| 5 | TUFTON OCEANIC FAR EAST LIMITED | RO | Advising on securities | 2009-11-19 | 2012-06-30 | RO | Asset management | 2009-11-19 | 2012-06-30 | RO | Dealing in securities | 2009-11-19 | 2012-06-30 |
| 6 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2014-07-02 | 2021-02-02 | Rep | Dealing in securities | 2014-07-02 | 2021-02-02 |
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