Chen, Yibiao (SFC:AXN055) 陳宜飆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2012-06-27 | 2012-12-10 | Rep | Advising on securities | 2012-06-27 | 2015-08-19 |
| 2 | Axis Capital Management Limited | Rep | Advising on securities | 2019-12-02 | 2020-05-01 | Rep | Asset management | 2019-12-02 | 2020-05-01 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-02-15 | 2018-10-10 | Rep | Advising on futures contracts | 2017-09-21 | 2018-10-10 | Rep | Advising on securities | 2017-09-21 | 2018-10-10 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-12-03 | 2018-10-10 | Rep | Advising on futures contracts | 2017-09-21 | 2018-10-10 | Rep | Advising on securities | 2017-09-21 | 2018-10-10 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-09-21 | 2018-10-10 | Rep | Asset management | 2017-09-21 | 2018-10-10 | Rep | Dealing in securities | 2017-09-21 | 2018-10-10 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-10-02 | 2017-06-28 | Rep | Dealing in securities | 2015-10-02 | 2017-06-28 |
| 7 | SPIC Asset Management (Hong Kong) Company Limited | RO | Asset management | 2020-09-01 | 2024-03-31 | RO | Advising on securities | 2023-06-13 | 2024-03-31 | RO | Dealing in securities | 2023-06-13 | 2024-03-31 |
| 8 | TradeMaster Securities (Hong Kong) Limited | Rep | Advising on securities | 2024-05-09 | Rep | Asset management | 2024-05-09 | Rep | Dealing in securities | 2024-05-09 |
| 9 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-08-18 | 2012-06-20 | Rep | Asset management | 2011-08-18 | 2012-06-20 |
| 10 | Zhengqi International Asset Management Limited | RO | Advising on securities | 2019-10-16 | 2019-10-31 | RO | Asset management | 2019-10-16 | 2019-10-31 | RO | Dealing in securities | 2019-10-16 | 2019-10-31 |
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