Lee, Tai Hoi 李棣開
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | RO | Advising on securities | 2009-11-19 | RO | Dealing in securities | 2009-11-19 | RO | Dealing in futures contracts | 2003-10-14 | 2009-11-19 | Rep | Advising on securities | 2009-11-19 | 2010-01-06 | Rep | Dealing in futures contracts | 2009-11-19 | 2010-01-06 | Rep | Dealing in securities | 2009-11-19 | 2010-01-06 |
| 2 | DBS VICKERS FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2004-06-30 | |
| 3 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2004-01-02 |
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