Chan, Kwok Keung (SFC:AAC262) 陳國強

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2004-04-06 2005-01-31
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2004-04-06 2005-01-31
3 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) RO Advising on securities 2011-11-15 2012-02-07
RO Asset management 2011-11-15 2012-02-07
RO Dealing in securities 2011-11-15 2012-02-07
4 ICBC (ASIA) SECURITIES LIMITED RO Advising on securities 2011-02-23 2011-06-08
RO Dealing in securities 2011-02-23 2011-06-08
5 PICO ZEMAN SECURITIES (HK) LIMITED RO Advising on securities 2016-07-25 2018-08-03
RO Asset management 2016-07-25 2018-08-03
6 SINO-CEEF Capital Management Company Limited Rep Asset management 2011-02-23 2011-06-08
7 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED RO Dealing in futures contracts 2009-12-15 2010-04-22
8 Tiger Securities Asset Management Company Limited RO Advising on securities 2006-12-29 2007-07-30
RO Asset management 2006-12-29 2007-07-30
9 TOPAZ CAPITAL MANAGEMENT LIMITED RO Asset management 2014-02-11 2016-05-31
10 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED RO Advising on futures contracts 2005-02-02 2006-05-22
RO Advising on securities 2005-02-02 2006-05-22
RO Asset management 2005-02-02 2006-05-22
RO Advising on futures contracts 2007-09-17 2009-06-01
RO Advising on securities 2007-09-17 2009-06-01
RO Asset management 2007-09-17 2009-06-01
11 YWL Asset Management Limited RO Asset management 2019-09-11 2021-04-07

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top