Lee, Siu Wah 李少華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-25 | 2010-10-01 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-06-29 | 2014-03-21 |
| 3 | Hong Kong Huijin Securities Limited | RO | Advising on securities | 2018-05-23 | 2018-11-06 | RO | Dealing in securities | 2018-05-23 | 2018-11-06 |
| 4 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-06 | 2012-03-02 |
| 5 | Lapland Securities Limited | Rep | Advising on securities | 2017-06-23 | 2018-04-23 | Rep | Dealing in securities | 2017-06-23 | 2018-04-23 |
| 6 | Prime China Securities Limited | RO | Advising on securities | 2016-09-02 | 2017-06-15 | RO | Dealing in securities | 2016-09-02 | 2017-06-15 |
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