Zee, John 徐強生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-13 | |
2 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2018-08-24 | 2018-08-24 |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2004-10-13 | |
4 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2018-08-24 | 2018-08-24 |
5 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2018-08-24 | 2018-08-24 |
6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2004-10-13 | |
7 | Delta Asia Wealth Management Limited | Rep | Asset management | 2018-08-24 | 2018-08-24 |
8 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-24 | 2018-08-24 |
9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-07 | |
10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-04-08 | 2008-09-06 |
11 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-24 | 2018-08-24 |
12 | DELTA ASIA SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2018-08-24 | 2018-08-24 |
13 | DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Advising on futures contracts | 2018-08-24 | 2019-02-24 |
14 | DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | 2018-08-24 | 2019-02-24 |
15 | Delta Asia Wealth Management Limited | RO | Advising on securities | 2018-08-24 | 2019-02-24 |
16 | Delta Asia Wealth Management Limited | RO | Asset management | 2018-08-24 | 2019-02-24 |
17 | DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Dealing in futures contracts | 2018-08-24 | 2019-02-24 |
18 | DELTA ASIA SECURITIES LIMITED | RO | Dealing in securities | 2018-08-24 | 2019-02-24 |
19 | DELTA ASIA SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2018-08-24 | 2019-03-08 |
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