Lucas, Edwin (SFC:AAI491)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | RO | Advising on securities | 2004-05-21 | 2005-02-22 | RO | Dealing in securities | 2004-05-21 | 2005-02-22 | Rep | Advising on securities | 2005-03-18 | 2008-12-31 | Rep | Dealing in securities | 2005-03-18 | 2008-12-31 |
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