Thorburn, Mark Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-05 | 2010-11-25 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-08-22 | 2006-03-08 | RO | Dealing in securities | 2006-03-08 | 2008-07-15 | Rep | Dealing in securities | 2008-07-15 | 2010-11-25 |
| 3 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-07-31 | Rep | Dealing in securities | 2003-06-01 | 2003-06-20 | Rep | Dealing in securities | 2003-07-31 | 2003-09-30 |
| 4 | SG Asset Finance (Hong Kong) Limited | RO | Automated trading services | 2003-07-09 | RO | Dealing in securities | 2003-07-31 | Rep | Automated trading services | 2003-06-01 | 2003-06-20 | Rep | Dealing in securities | 2003-06-01 | 2003-06-20 | Rep | Dealing in securities | 2003-07-31 | 2004-08-17 | RO | Dealing in securities | 2004-08-17 | 2005-07-30 |
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