Leung, Gary Wai Kei 梁偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | RO | Advising on corporate finance | 2004-05-04 | RO | Asset management | 2004-05-04 | RO | Automated trading services | 2004-05-04 | RO | Advising on futures contracts | 2005-09-29 | RO | Advising on securities | 2005-09-29 | RO | Dealing in securities | 2005-09-29 |
| 2 | MIS SERVICES LIMITED (d2019-06-01) | Rep | Asset management | 2009-09-07 | 2010-08-28 |
| 3 | TD Ameritrade Hong Kong Limited | RO | Dealing in futures contracts | 2017-10-17 | 2022-10-29 | RO | Dealing in securities | 2017-10-17 | 2022-10-29 |
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