Ho, Ricky Shui Fai 何瑞輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Augment Wealth Advisors Limited | RO | Advising on futures contracts | 2021-01-13 | 2021-06-17 | RO | Advising on securities | 2021-01-13 | 2021-06-17 | RO | Asset management | 2021-01-13 | 2021-06-17 | RO | Dealing in futures contracts | 2021-01-13 | 2021-06-17 | RO | Dealing in securities | 2021-01-13 | 2021-06-17 |
| 2 | CloudAlpha Capital Management Limited | RO | Asset management | 2016-04-18 | 2018-05-31 |
| 3 | Emperor Asset Management Limited | Rep | Asset management | 2012-04-02 | 2012-09-13 | RO | Asset management | 2012-09-13 | 2013-03-15 |
| 4 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2012-04-02 | 2012-09-13 | Rep | Dealing in futures contracts | 2012-04-02 | 2013-03-15 | RO | Advising on futures contracts | 2012-09-13 | 2013-03-15 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2012-04-02 | 2012-09-13 | Rep | Dealing in securities | 2012-04-02 | 2013-03-15 | RO | Advising on securities | 2012-09-13 | 2013-03-15 |
| 6 | JINLUO SECURITIES LIMITED | RO | Dealing in securities | 2020-11-02 | 2020-12-01 |
| 7 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-06 | 2018-08-29 | Rep | Asset management | 2018-07-06 | 2018-08-29 | RO | Advising on securities | 2018-08-29 | 2018-09-03 | RO | Asset management | 2018-08-29 | 2018-09-03 |
| 8 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Asset management | 2007-10-11 | 2009-05-01 | RO | Advising on futures contracts | 2008-05-29 | 2009-05-01 | RO | Advising on securities | 2008-09-10 | 2009-05-01 |
| 9 | Silver Grant International Capital Management Limited | RO | Asset management | 2015-04-30 | 2016-04-01 | RO | Advising on securities | 2016-03-08 | 2016-04-01 | Rep | Advising on securities | 2018-10-16 | 2018-12-06 | Rep | Asset management | 2018-10-16 | 2018-12-06 | RO | Advising on securities | 2018-12-06 | 2020-12-01 | RO | Asset management | 2018-12-06 | 2020-12-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy