Palmer, Geoffrey Simon

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BGC SECURITIES (HONG KONG) LLC RO Advising on futures contracts 2011-10-19 2012-12-13
RO Advising on securities 2011-10-19 2012-12-13
RO Asset management 2011-10-19 2012-12-13
2 Credit Suisse Securities (Hong Kong) Limited Rep Advising on corporate finance 2003-04-08
Rep Advising on securities 2003-04-08
Rep Asset management 2003-04-08
3 Liquid Capital Securities Hong Kong Limited RO Dealing in futures contracts 2010-07-27 2011-03-30
RO Dealing in securities 2010-07-27 2011-03-30
RO Asset management 2010-07-27 2011-06-30
4 LYNX INVESTMENT PARTNERS LIMITED RO Advising on securities 2016-04-06 2019-12-09
RO Asset management 2016-04-06 2021-06-24
5 Lynx Portfolio Limited Rep Asset management 2004-06-07 2009-08-06
RO Asset management 2009-08-06 2009-10-15
6 MACQUARIE CAPITAL LIMITED Rep Advising on securities 2003-11-10 2004-04-15
7 orientiert International Markets Limited Rep Asset management 2015-02-13 2016-03-31
8 SILVERHORN INVESTMENT ADVISORS LIMITED Rep Advising on securities 2012-12-19 2015-01-30
Rep Asset management 2012-12-19 2015-01-30
Rep Dealing in securities 2012-12-19 2015-01-30

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