Chan, Ming Fai (SFC:ACE535) 陳明輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | 2010-02-24 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-04 | Rep | Asset management | 2004-08-04 | Rep | Dealing in futures contracts | 2009-07-08 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-08-04 | Rep | Asset management | 2004-08-04 | Rep | Dealing in futures contracts | 2009-07-08 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-04 | Rep | Advising on securities | 2004-08-04 | Rep | Asset management | 2004-08-04 | Rep | Dealing in securities | 2009-07-08 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-04 | Rep | Advising on securities | 2004-08-04 | Rep | Asset management | 2004-08-04 | Rep | Dealing in securities | 2009-07-08 |
| 6 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-07-21 | 2021-08-31 |
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