Lau, Wai Kong 劉維剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2005-07-18 | 2006-12-15 |
| 2 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-08-31 | Rep | Advising on securities | 2004-08-31 | Rep | Asset management | 2004-08-31 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-31 | Rep | Advising on securities | 2004-08-31 | Rep | Asset management | 2004-08-31 | Rep | Dealing in securities | 2004-08-31 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2017-07-25 | 2018-04-05 | Rep | Dealing in securities | 2017-07-25 | 2018-04-05 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-06-21 | 2012-10-11 |
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