Ashworth, Thomas William (SFC:ACQ696)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADEPT CAPITAL PARTNERS ADVISERS LIMITED | RO | Asset management | 2007-02-28 | 2010-12-31 |
| 2 | BROOKE CAPITAL LIMITED | RO | Advising on securities | 2011-09-30 | 2012-04-02 | RO | Asset management | 2011-09-30 | 2014-05-07 |
| 3 | MIB FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-07-29 | 2006-07-06 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-07-29 | 2006-07-06 |
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