Liu, Kin Wah (SFC:ACZ490) 廖建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-21 | 2007-04-11 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-21 | 2007-10-10 |
| 3 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2003-11-05 | Rep | Advising on securities | 2003-11-05 | Rep | Asset management | 2003-11-05 | Rep | Automated trading services | 2003-11-05 | Rep | Dealing in securities | 2003-11-05 |
| 4 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-05 |
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