Ng, Roderick Hou Man 伍浩民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-20 | 2013-06-29 |
| 2 | CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-05-24 | 2004-06-10 | Rep | Asset management | 2004-05-24 | 2004-06-10 | RO | Advising on securities | 2004-06-10 | 2005-02-17 | RO | Asset management | 2004-06-10 | 2005-03-02 |
| 3 | PHOENIX CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2010-03-02 | 2012-05-31 | RO | Asset management | 2010-03-02 | 2012-05-31 |
| 4 | Vision Capital Investment Management Limited | Rep | Advising on futures contracts | 2004-01-26 | 2004-07-30 | Rep | Advising on securities | 2004-01-26 | 2004-07-30 | Rep | Asset management | 2004-01-26 | 2005-03-02 | Rep | Dealing in securities | 2004-01-26 | 2005-03-02 |
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