Chan, Henry Yue Hung 陳裕雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-22 | 2004-09-24 | Rep | Advising on securities | 2004-09-22 | 2004-09-24 | Rep | Asset management | 2004-09-22 | 2004-09-24 | Rep | Dealing in securities | 2004-09-22 | 2004-09-24 | RO | Advising on securities | 2004-09-24 | 2005-05-23 | RO | Dealing in securities | 2004-09-24 | 2005-05-23 | RO | Advising on futures contracts | 2004-09-24 | 2010-07-01 | RO | Asset management | 2004-09-24 | 2010-07-01 | Rep | Advising on securities | 2005-05-23 | 2005-07-18 | Rep | Dealing in securities | 2005-05-23 | 2005-07-18 | RO | Advising on securities | 2005-07-18 | 2010-07-01 | RO | Dealing in securities | 2005-07-18 | 2010-07-01 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on futures contracts | 2014-03-07 | 2014-04-03 | Rep | Advising on securities | 2014-03-07 | 2014-04-03 | Rep | Asset management | 2014-03-07 | 2014-04-03 | Rep | Dealing in securities | 2014-03-07 | 2014-04-03 | RO | Advising on securities | 2014-04-03 | 2022-06-30 | RO | Asset management | 2014-04-03 | 2022-06-30 | RO | Dealing in securities | 2014-04-03 | 2022-06-30 | RO | Advising on futures contracts | 2014-04-03 | 2022-07-12 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-16 | Rep | Advising on securities | 2004-09-16 | Rep | Asset management | 2004-09-16 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-09-16 | Rep | Advising on securities | 2004-09-16 | Rep | Asset management | 2004-09-16 |
| 5 | Pyramis Global Advisors (Hong Kong) Limited | Rep | Advising on securities | 2011-01-19 | 2011-07-12 | Rep | Asset management | 2011-01-19 | 2011-07-12 | Rep | Dealing in securities | 2011-01-19 | 2011-07-12 | Rep | Advising on futures contracts | 2011-01-19 | 2011-09-22 | RO | Advising on securities | 2011-07-12 | 2013-11-01 | RO | Asset management | 2011-07-12 | 2013-11-01 | RO | Dealing in securities | 2011-07-12 | 2013-11-01 | RO | Advising on futures contracts | 2011-09-22 | 2013-11-01 |
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