Yeung, Ernest Sze Lok 楊思樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-07-18 | 2005-10-01 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on securities | 2005-07-18 | 2005-10-01 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Dealing in securities | 2005-07-18 | 2005-10-01 |
| 4 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-02-02 | 2011-09-01 |
| 5 | Nikko Asset Management Hong Kong Limited | Rep | Asset management | 2006-02-02 | 2011-09-01 |
| 6 | CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2013-09-16 | 2019-06-30 |
| 7 | CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED | RO | Asset management | 2013-09-16 | 2019-06-30 |
| 8 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-08-19 | 2020-06-23 |
| 9 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-08-19 | 2020-06-23 |
| 10 | CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2020-11-16 | |
| 11 | CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED | RO | Asset management | 2020-11-16 |
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