Chan, Yat Hang 陳日恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2011-11-07 | 2013-01-25 |
| 2 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in futures contracts | 2006-05-30 |
| 3 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-18 | Rep | Advising on securities | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in securities | 2006-05-30 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-05 | 2011-09-01 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-05 | 2011-09-01 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-07 | |
| 7 | Glory Sun Securities Limited | Rep | Dealing in securities | 2013-05-20 | 2013-06-08 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-06-20 | 2015-06-19 | Rep | Dealing in securities | 2016-09-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-05-21 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-20 | 2016-08-03 |
| 10 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2015-07-20 | 2016-08-03 |
| 11 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2006-06-22 | 2007-06-01 | Rep | Dealing in futures contracts | 2006-06-22 | 2007-06-01 | Rep | Dealing in securities | 2006-06-22 | 2007-06-01 |
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